Frameworks · Americas
SOX ITGC compliance, run as a living system
Sarbanes-Oxley IT general controls support financial reporting assurance, covering access to programs and data, change management, and computer operations.
Who it applies to
US-listed companies and their subsidiaries, plus organisations preparing for a listing or supporting a parent's SOX programme.
What it demands
Access to programs and data
Provisioning, periodic access reviews, privileged access and segregation of duties.
Change management
Authorisation, testing and approval of changes to financially relevant systems.
Computer operations
Job scheduling, backup, recovery and incident handling for in-scope systems.
How Compli-Once runs it
- 1
Control tests scheduled with owners, sampling evidence and results retained for the auditor.
- 2
Deficiencies raise remediation with due dates, and closure is evidenced on the same record.
- 3
Access review evidence carries expiry, so a lapsed review is visible before testing season.
What you already satisfy
SOX ITGC overlaps with frameworks you may already run. The crosswalk quantifies existing coverage on day one, before you plan a single task.
Implement once, satisfy many
In a representative demonstration environment, 61% of a newly adopted regulatory framework was already satisfied by the existing ISO 27001 programme.
Illustrative, computed live per tenant in the platform.
Frequently asked questions
Does Compli-Once replace the external auditor?
No. It gives the auditor a scoped portal with the tested evidence, owners and dates already in place.
Can ITGC evidence serve SOC 2?
Yes. Overlapping controls are mapped, so a single access review satisfies both programmes.